What is a validation order?

By the administrator.uk editorial teamLast reviewed

It's a court order that unfreezes specific transactions. When a winding-up petition is presented against a company, section 127 of the Insolvency Act 1986 makes any disposition of the company's property void if the company is later wound up, so banks routinely freeze the account. A validation order is the court's permission for named transactions, or continued use of the account, to go ahead anyway without the risk of being unwound later.

In practice it's what lets a company under a winding-up petition pay wages, settle a critical supplier, or complete a sale while the petition is still hanging over it. The order comes from the same court that will hear the petition, and it's granted on the company's evidence, not automatically.

Why it's needed

Why the account freezes first

A winding-up petition is a creditor's application to the court to have a company compulsorily wound up. Once it's presented, and certainly once it's advertised in The Gazette, the company's bank will usually freeze the account.

The reason is section 127. If a winding-up order is eventually made, the winding up is treated as having started on the day the petition was presented, and every disposition of company property since that date is void unless the court has ordered otherwise. A bank that kept honouring payments could be left having to repay them, so it freezes first and waits.

What it does

What a validation order actually changes

A validation order lifts that risk for the transactions it covers. It can be narrow (a single asset sale, one payroll run, a specific supplier payment) or broad enough to let the company keep trading in the ordinary course while the petition is resolved.

It doesn't dismiss the petition or stop the winding up. It only confirms that the dispositions it names won't be caught by section 127. The petition continues on its own timetable, and a company in this position is still firmly inside the insolvency process. See how administration, liquidation and a CVA compare.

How it's obtained

Who applies, and what the court wants to see

The company applies, usually through its directors, to the court dealing with the petition. The court's guiding question, set by the Court of Appeal in Express Electrical Distributors Ltd v Beavis [2016], is whether the transaction is in the interests of the creditors as a whole. Validation is the exception, not the default.

So the application is evidence-led. A company will typically put forward up-to-date management accounts, a cash-flow forecast, a statement of its assets and liabilities, and an explanation of why the specific payments help rather than harm the general body of unsecured creditors. Broadly, the court wants to see either that the company is solvent and can pay its debts, or that the named transactions won't prejudice the creditors who would share in a liquidation.

If you're owed money

What it means for a creditor

If you're a creditor watching this happen, the validation order isn't the event that matters most. The petition is. A winding-up petition is the trigger for compulsory liquidation if a winding-up order follows, and that's the point at which your debt becomes a claim in the liquidation.

  • It doesn't change your ranking. A validation order only lets the company make particular payments the court has approved. Where you'd stand if the company is wound up is fixed by the statutory order of priority. See the order in which debts are paid.
  • Already in liquidation? If the company that owes you has moved past the petition into liquidation, what to do when a customer goes into liquidation covers identifying the liquidator and submitting your claim.
  • Reading the record. A petition, an appointment, or a winding-up order all surface as filings: what the filings mean sets out which document is which.

See the petition the day it lands.

Winding-up petitions, appointments and winding-up orders all show up on the public record. Add up to five companies to Watch, free, and get an email the day a filing lands.

Frequently asked

Common questions

My company's bank account froze after a winding-up petition. Why?
Once a winding-up petition is presented, section 127 of the Insolvency Act 1986 makes any payment out of the company's account void if a winding-up order is later made. Banks freeze the account so they aren't left having to repay those amounts. A validation order is what releases specific payments the court agrees to.
Who can apply for a validation order?
The company, normally acting through its directors, applies to the court that is dealing with the winding-up petition. Creditors and others with an interest can be heard, but it is the company that brings the application and provides the supporting evidence.
Can a company keep trading after a winding-up petition?
It can, but its account is usually frozen, so trading often depends on getting a validation order that allows ordinary-course transactions. Without one, every disposition risks being void under section 127 if the company is later wound up.
What evidence does the court need for a validation order?
Typically up-to-date management accounts, a cash-flow forecast, a statement of the company's assets and liabilities, and an explanation of why the transactions benefit, or at least do not prejudice, the general body of creditors. The court starts from the position that dispositions after a petition are void, so the burden is on the company to justify each one.
Does a validation order stop the company being wound up?
No. It only authorises the transactions it names. The winding-up petition carries on its own timetable, and the court can still make a winding-up order. The two are decided separately.